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Latest:
  • House Panel Advances Social Security Identity Theft Bills
  • Glitch at JPMorgan Chase Caused Double Online Transactions
  • IRS Makes Annuity Mortality Table Update, With a Smile
  • Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec
  • Morgan Stanley Retaliated Against Whistleblower, Suit Claims
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Wealth Manager News & Advice

News 

The Democratic Sweep Didn’t Happen. What Does That Mean for Your Clients’ Taxes?

December 4, 2020December 7, 2020 Client News & Advice, Economy & Markets, Institutional Investing, Tax Planning & Strategies, Wealth Manager News & Advice

The Democratic Sweep Didn’t Happen. What Does That Mean for Your Clients’ Taxes? A vice president of Ayco, a Goldman

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News 

Focus Financial Adds $682M Kansas RIA

December 1, 2020December 14, 2020 Career News & Advice, Wealth Manager News & Advice

Focus Financial Adds $682M Kansas RIA Kavar Capital Partners is the seventh partner firm to join Focus year to date,

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News 

Riskalyze Makes Rebalancing, Other Tools Free for Two Weeks

December 1, 2020December 14, 2020 Investing Theory & Strategy, NextGen Advisor, Portfolio Construction, Risk Management, Tax Planning & Strategies, Wealth Manager News & Advice

Riskalyze Makes Rebalancing, Other Tools Free for Two Weeks “We want to … help [advisors] focus … on making great

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News 

NASAA Adopts Rule on CE Credits for Investment Advisors

November 30, 2020December 14, 2020 Career News & Advice, Legal & Compliance, Wealth Manager News & Advice

The group’s model rule requires IARs to take 12 hours of continuing education each year. (Image: Shutterstock) The North American

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News 

New Advisor Designation Drawing Criticism

November 30, 2020December 2, 2020 Career News & Advice, Independent Broker-Dealers, Legal & Compliance, NextGen Advisor, Wealth Manager News & Advice

New Advisor Designation Drawing Criticism Michael Kitces questions whether clients would really seek out advisors with an Accredited Behavior Financial

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Best Practice 

Top 14 Mistakes Made by Financial Advisors

November 30, 2020December 2, 2020 Career News & Advice, Wealth Manager News & Advice

Top 14 Mistakes Made by Financial Advisors 1. Not doing much prospecting. No one ever comes out and says that.

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Analysis 

The Schwab Deal Is Done. Now Comes the Heavy Lifting.

October 6, 2020December 14, 2020 Wealth Manager News & Advice

The Schwab Deal Is Done. Now Comes the Heavy Lifting. “Buckle up,” an industry consultant said. “This one’s going to

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Latest Stories

  • House Panel Advances Social Security Identity Theft Bills June 7, 2023
  • Glitch at JPMorgan Chase Caused Double Online Transactions June 6, 2023
  • IRS Makes Annuity Mortality Table Update, With a Smile June 5, 2023
  • Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec June 3, 2023
  • Morgan Stanley Retaliated Against Whistleblower, Suit Claims June 2, 2023
  • AI Chatbots Don’t Understand Annuities June 1, 2023
  • JPMorgan Building ChatGPT-Like Investment Tool May 31, 2023
  • House to Vote on Accredited Investor Definition Bill This Week May 30, 2023
  • Vanguard Fined $800K Over Statement Errors May 27, 2023
  • Ex-Edward Jones Rep Sentenced to 2 Years in Prison for Scamming Clients May 26, 2023

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