Pelosi, McConnell Offer New Stimulus Plans as Rebound Slows
Pelosi, McConnell Offer New Stimulus Plans as Rebound Slows Republican plan includes $333 billion in spending on business subsidies, including
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Legal & Compliance
Delaware Floats ‘Best Interest’ Rule for Annuity Sales
Delaware Floats ‘Best Interest’ Rule for Annuity Sales Like rules adopted by Arizona, Iowa and Rhode Island, Delaware’s proposal would
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CFP Board Taps Ex-SEC Official for New Enforcement Role
CFP Board Taps Ex-SEC Official for New Enforcement Role Thomas Sporkin will soon lead attorneys and legal staff in modernizing
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Agencies to Banks: Be Ready for Libor’s End
Agencies to Banks: Be Ready for Libor’s End One-week and two-month U.S. dollar-denominated Libor rates are expected to cease publication
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Group Calls for Limiting Power of BlackRock, Vanguard & State Street
Group Calls for Limiting Power of BlackRock, Vanguard & State Street “Outsized footprint” of Big Three “poses new issues” for
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NASAA Adopts Rule on CE Credits for Investment Advisors
The group’s model rule requires IARs to take 12 hours of continuing education each year. (Image: Shutterstock) The North American
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New Advisor Designation Drawing Criticism
New Advisor Designation Drawing Criticism Michael Kitces questions whether clients would really seek out advisors with an Accredited Behavior Financial
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Trump Nominates a Top Bank Regulator as Biden Starts Transition
Trump Nominates a Top Bank Regulator as Biden Starts Transition Senate Banking Committee Chair Mike Crapo has signaled Brian Brooks
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SEC Votes to Restrict Shareholder Proposals
SEC Votes to Restrict Shareholder Proposals SEC headquarters in Washington. (Photo: Diego Radzinschi/ALM) The SEC has voted to raise the
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