Skip to content
Thursday, March 30, 2023
Latest:
  • Texas to Liquidate What’s Left of Friday Health’s Operations in the State
  • Older Workers and Periodic Coverage Reviews: A Medicare Customer Question
  • Schwab Could Survive Fleeing Depositors: CEO
  • SEC Charges Lindsay Lohan, Other Celebrities With Crypto Violations
  • Advisor Charged With Defrauding Clients in Annuity Switching Scheme
European Compliance Association

European Compliance Association

News on Investment Opportunities

  • Home
  • Investment Portfolio
    • Equities
    • Fixed Income
    • Funds
    • Economy & Markets
    • Investing Theory & Strategy
    • Legal & Compliance
    • Portfolio Construction
  • Wealth Management
    • Wealth Manager News & Advice
    • Tax Planning & Strategies
    • Institutional Investing
    • Risk Management
    • Independent Broker-Dealers
    • NextGen Advisor
    • Career News & Advice
    • Client News & Advice
  • Retirement Planning
    • Annuity Planning
    • Annuities
    • Health Insurance
  • Authorized Companies

Equities

News 

M1 Finance Adds Feature to Link Client Accounts

December 1, 2020December 14, 2020 Client News & Advice, Equities, Investing Theory & Strategy, Portfolio Construction

M1 Finance Adds Feature to Link Client Accounts Smart Transfers allows for pre-set movement between checking, investing and borrowing programs.

Read more
News 

Nasdaq Joins Goldman in Push for More Diverse Boards

December 1, 2020December 2, 2020 Economy & Markets, Equities

Nasdaq Joins Goldman in Push for More Diverse Boards “This listing rule is one step in a broader journey to

Read more
Analysis 

Group Calls for Limiting Power of BlackRock, Vanguard & State Street

November 30, 2020December 14, 2020 Economy & Markets, Equities, Funds, Legal & Compliance

Group Calls for Limiting Power of BlackRock, Vanguard & State Street “Outsized footprint” of Big Three “poses new issues” for

Read more
News 

BlackRock Rolls Out More ETFs Without iShares Brand

October 2, 2020December 2, 2020 Economy & Markets, Equities, Fixed Income

BlackRock Rolls Out More ETFs Without iShares Brand Three of the new Megatrend ETFs are actively managed and carry the

Read more
News 

SEC Votes to Restrict Shareholder Proposals

September 23, 2020December 2, 2020 Economy & Markets, Equities, Legal & Compliance

SEC Votes to Restrict Shareholder Proposals SEC headquarters in Washington. (Photo: Diego Radzinschi/ALM) The SEC has voted to raise the

Read more

Latest Stories

  • Texas to Liquidate What’s Left of Friday Health’s Operations in the State March 27, 2023
  • Older Workers and Periodic Coverage Reviews: A Medicare Customer Question March 25, 2023
  • Schwab Could Survive Fleeing Depositors: CEO March 24, 2023
  • SEC Charges Lindsay Lohan, Other Celebrities With Crypto Violations March 23, 2023
  • Advisor Charged With Defrauding Clients in Annuity Switching Scheme March 22, 2023
  • What UBS’ Credit Suisse Deal Means for Advisor Recruiting March 21, 2023
  • NASAA Lowers Passing Score for Series 65 Exam March 18, 2023
  • Derivatives Collateral Calls Could Affect Life and Annuity Issuers: Moody’s March 17, 2023
  • Swiss Government Holds Talks on Options to Stabilize Credit Suisse March 16, 2023
  • SEC Getting More Aggressive With Advisor Exams, Ex-Directors Say March 15, 2023

Quick Jump

EuropeanComplianceAssociation.com

Contact Us

Privacy Policy

 

Copyright © 2023 European Compliance Association. All rights reserved.
Theme: ColorMag by ThemeGrill. Powered by WordPress.