Author: European Compliance

   What You Need to Know Stocks and bonds are likely to return to their negative correlation this year, the

   Commonwealth Financial Network says it has recruited Cedarwood Financial Partners of Temple, Texas, from Edward Jones. The firm has

  What You Need to Know The checks, which must be cashed or deposited by March 30, are tied to

  MetLife has enlisted Snoopy in an effort to promote its worksite pet insurance program. The New York-based insurer announced

   What You Need to Know The step-up in basis affects far more estates than the estate tax, Ed Slott

   What You Need to Know A new J.P. Morgan Wealth Management mobile app capability enables clients to conveniently deposit

    What You Need to Know An unregistered advisor was sentenced to 75 months in prison for mail fraud in

   What You Need to Know Instead of using clients’ funds on legitimate investments, Mark Marchi diverted their money to

   What You Need to Know Subtle yet dramatic changes are happening in the independent wealth space that will shape

    What You Need to Know The SEC is increasingly scrutinizing firms’ policies and procedures regarding personal device communications and