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Latest:
  • House Panel Advances Social Security Identity Theft Bills
  • Glitch at JPMorgan Chase Caused Double Online Transactions
  • IRS Makes Annuity Mortality Table Update, With a Smile
  • Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec
  • Morgan Stanley Retaliated Against Whistleblower, Suit Claims
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<strong>House Panel Advances Social Security Identity Theft Bills</strong>
News 

House Panel Advances Social Security Identity Theft Bills

June 7, 2023June 8, 2023 European Compliance
<strong>Glitch at JPMorgan Chase Caused Double Online Transactions</strong>
News 

Glitch at JPMorgan Chase Caused Double Online Transactions

June 6, 2023June 8, 2023 European Compliance
<strong>IRS Makes Annuity Mortality Table Update, With a Smile</strong>
News 

IRS Makes Annuity Mortality Table Update, With a Smile

June 5, 2023June 8, 2023 European Compliance
<strong>Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec</strong>
News 

Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec

June 3, 2023June 5, 2023 European Compliance
SEC Chief Says the U.S. Won’t Ban Cryptocurrencies
Analysis 

SEC Chief Says the U.S. Won’t Ban Cryptocurrencies

October 5, 2021October 14, 2021
Franklin Templeton Acquiring O’Shaughnessy Asset Management
Analysis News 

Franklin Templeton Acquiring O’Shaughnessy Asset Management

September 30, 2021October 1, 2021
<strong>House Panel Advances Social Security Identity Theft Bills</strong>
News 

House Panel Advances Social Security Identity Theft Bills

June 7, 2023June 8, 2023 European Compliance
<strong>Glitch at JPMorgan Chase Caused Double Online Transactions</strong>
News 

Glitch at JPMorgan Chase Caused Double Online Transactions

June 6, 2023June 8, 2023 European Compliance
News 

House Panel Advances Social Security Identity Theft Bills

June 7, 2023June 8, 2023 European Compliance

    The House Ways and Means Committee passed two bills Wednesday to help victims whose Social Security numbers have been

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News 

Glitch at JPMorgan Chase Caused Double Online Transactions

June 6, 2023June 8, 2023 European Compliance

    What You Need to Know Chase customer payments made through Zelle reportedly posted twice. Some customers reported double debits

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News 

IRS Makes Annuity Mortality Table Update, With a Smile

June 5, 2023June 8, 2023 European Compliance

    What You Need to Know Tax law requires the IRS to update the annuity valuation mortality tables every 10

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News 

Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec

June 3, 2023June 5, 2023 European Compliance

   What You Need to Know A pretrial conference has been set for July 10 for ex-broker Anthony Duwayne Turner.

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News 

Morgan Stanley Retaliated Against Whistleblower, Suit Claims

June 2, 2023June 5, 2023 European Compliance

  Morgan Stanley is facing a lawsuit for allegedly retaliating against a former employee who complained about company policy breaches. According

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News 

AI Chatbots Don’t Understand Annuities

June 1, 2023June 1, 2023 European Compliance

        More and more consumers are finding ways to utilize generative artificial intelligence in their daily lives,

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News 

JPMorgan Building ChatGPT-Like Investment Tool

May 31, 2023June 1, 2023 European Compliance

     JPMorgan Chase Bank is preparing an artificial intelligence tool similar to ChatGPT to pick stocks for customers, according to

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News 

House to Vote on Accredited Investor Definition Bill This Week

May 30, 2023June 1, 2023 European Compliance

     The full House plans to vote this week on the Accredited Investor Definition Review Act, H.R. 1579, which would broaden

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News 

Vanguard Fined $800K Over Statement Errors

May 27, 2023June 1, 2023 European Compliance

     The Financial Industry Regulatory Authority has fined Vanguard Marketing Corp. $800,000 and censured the brokerage firm for inaccuracies on millions of account

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News 

Ex-Edward Jones Rep Sentenced to 2 Years in Prison for Scamming Clients

May 26, 2023May 26, 2023 European Compliance

     An ex-Edward Jones broker who was indicted in 2021 for allegedly defrauding clients out of about $800,000 has been sentenced to two

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  • ← Previous

Latest Stories

  • House Panel Advances Social Security Identity Theft Bills June 7, 2023
  • Glitch at JPMorgan Chase Caused Double Online Transactions June 6, 2023
  • IRS Makes Annuity Mortality Table Update, With a Smile June 5, 2023
  • Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec June 3, 2023
  • Morgan Stanley Retaliated Against Whistleblower, Suit Claims June 2, 2023
  • AI Chatbots Don’t Understand Annuities June 1, 2023
  • JPMorgan Building ChatGPT-Like Investment Tool May 31, 2023
  • House to Vote on Accredited Investor Definition Bill This Week May 30, 2023
  • Vanguard Fined $800K Over Statement Errors May 27, 2023
  • Ex-Edward Jones Rep Sentenced to 2 Years in Prison for Scamming Clients May 26, 2023

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